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1. WO2011094637 - SYSTEM AND METHOD FOR DIRECTORS AND OFFICERS RISK ASSESSMENT

Publication Number WO/2011/094637
Publication Date 04.08.2011
International Application No. PCT/US2011/023057
International Filing Date 28.01.2011
IPC
G06Q 10/00 2012.1
GPHYSICS
06COMPUTING; CALCULATING OR COUNTING
QDATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
10Administration; Management
CPC
G06Q 10/00
GPHYSICS
06COMPUTING; CALCULATING; COUNTING
QDATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
10Administration; Management
G06Q 10/06
GPHYSICS
06COMPUTING; CALCULATING; COUNTING
QDATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
10Administration; Management
06Resources, workflows, human or project management, e.g. organising, planning, scheduling or allocating time, human or machine resources; Enterprise planning; Organisational models
G06Q 10/10
GPHYSICS
06COMPUTING; CALCULATING; COUNTING
QDATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
10Administration; Management
10Office automation, e.g. computer aided management of electronic mail or groupware
Applicants
  • INVICTUS CONSULTING GROUP LLC [US]/[US] (AllExceptUS)
  • MUSTAFA, Kamal [US]/[US] (UsOnly)
  • MUSTAFA, Adam [US]/[US] (UsOnly)
  • DELLACAMERA, Todd [US]/[US] (UsOnly)
Inventors
  • MUSTAFA, Kamal
  • MUSTAFA, Adam
  • DELLACAMERA, Todd
Agents
  • BEAN, Thomas, J.
Priority Data
12/849,74403.08.2010US
61/299,69129.01.2010US
61/324,04114.04.2010US
Publication Language English (en)
Filing Language English (EN)
Designated States
Title
(EN) SYSTEM AND METHOD FOR DIRECTORS AND OFFICERS RISK ASSESSMENT
(FR) SYSTÈME ET PROCÉDÉ D'ÉVALUATION D'UN RISQUE ENCOURU PAR LES DIRIGEANTS ET LES ADMINISTRATEURS
Abstract
(EN) A system and method for assessing a financial institution's capital risk. The method includes the steps of receiving financial information, processing the financial information to obtain a scenario for capital risk, assigning one of a number of predetermined rating categories to the financial institution according to the scenario, applying one or more secondary filters pertaining to additional risks selected by a D&O insurer of the bank to adjust the assigned rating category, and displaying the scenario and the adjusted rating category on a display device.
(FR) Système et procédé d'évaluation d'un risque en capital encouru par une institution financière, le procédé comprenant les étapes consistant à : recevoir des informations financières; traiter les informations financières pour obtenir un scénario associé au risque en capital; attribuer à l'institution financière une catégorie de notation parmi un certain nombre de catégories de notation prédéfinies, compte tenu du scénario; appliquer un ou plusieurs filtres secondaires portant sur des risques supplémentaires sélectionnés par un assureur en responsabilité des Dirigeants et des Administrateurs de la banque afin d'ajuster la catégorie de notation attribuée; et afficher le scénario et la catégorie de notation ajustée sur un dispositif d'affichage.
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