Some content of this application is unavailable at the moment.
If this situation persists, please contact us atFeedback&Contact
1. (WO1998053417) METHOD AND SYSTEM FOR IMPROVED COLLATERAL MONITORING AND CONTROL
Latest bibliographic data on file with the International Bureau

Pub. No.: WO/1998/053417 International Application No.: PCT/US1997/008470
Publication Date: 26.11.1998 International Filing Date: 19.05.1997
Chapter 2 Demand Filed: 15.12.1998
IPC:
G06Q 20/00 (2012.01) ,G06Q 40/00 (2012.01)
G PHYSICS
06
COMPUTING; CALCULATING; COUNTING
Q
DATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
20
Payment architectures, schemes or protocols
G PHYSICS
06
COMPUTING; CALCULATING; COUNTING
Q
DATA PROCESSING SYSTEMS OR METHODS, SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL, SUPERVISORY OR FORECASTING PURPOSES, NOT OTHERWISE PROVIDED FOR
40
Finance; Insurance; Tax strategies; Processing of corporate or income taxes
Applicants:
CITIBANK, N.A. [US/US]; 399 Park Avenue New York, NY 10043, US
Inventors:
AZIZ, Kishwer; GB
SCHNEIDER, Alan; US
SCHREIER, David; US
BOYLE, Terence; US
Agent:
RANDY Lipsitz, Esq.; Kramer Levin Naftalis & Frankel LLP 919 Third Avenue New York, NY 10022, US
Priority Data:
Title (EN) METHOD AND SYSTEM FOR IMPROVED COLLATERAL MONITORING AND CONTROL
(FR) SYSTEME ET PROCEDE POUR SURVEILLER ET CONTROLER DE FAÇON AMELIOREE DES BIENS AFFECTES EN GARANTIE
Abstract:
(EN) A system and method is provided for advanced multi-currency collateral monitoring and controlling for use in a variety of businesses. The system maintains portfolios of collateral accounts and liability information. It supports transaction processing whether by manual or SWIFT (122) messaging. The system has the ability to apply acceptance rules in determining whether a security purchase by a client is of a sufficient quality as to have collateral value. Additionally, the system may hold up or prevent a security sale based upon insufficient collateral remaining in the client's accounts. Tables, preferably located in a relational database are included within the system for assessing the risk associated with holding securities of a particular type, and the risk associated with holding securities in currencies other than the liability currency.
(FR) L'invention concerne un système et un procédé pour surveiller et contrôler de façon améliorée des biens multidevises affectés en garantie, utilisés dans une variété d'activités commerciales. Ce système permet de conserver des portefeuilles de comptes en garantie et des informations sur des dettes. Il assiste le traitement des transactions que ce soit par message manuel ou SWIFT (122). Ce système peut appliquer des règles d'acceptation lorsqu'il est déterminé si un achat de titres par un client est d'une qualité suffisante pour avoir une valeur de prêt. En outre, le système permet de suspendre ou d'empêcher une vente de titres sur la base d'un prêt insuffisant demeurant sur le compte du client. Des tableaux, de préférence situés dans la base de données relationnelle, sont inclus dans le système pour évaluer le risque lié à la détention de titres d'un type particulier, et le risque lié à la détention de titres dans des devises autres que celle de la dette.
Designated States: AL, AM, AT, AU, AZ, BA, BB, BG, BR, BY, CA, CH, CN, CU, CZ, DE, DK, EE, ES, FI, GB, GE, HU, IL, IS, JP, KE, KG, KP, KR, KZ, LC, LK, LR, LS, LT, LU, LV, MD, MG, MK, MN, MW, MX, NO, NZ, PL, PT, RO, RU, SD, SE, SG, SI, SK, TJ, TM, TR, TT, UA, UG, UZ, VN
African Regional Intellectual Property Organization (ARIPO) (GH, KE, LS, MW, SD, SZ, UG)
Eurasian Patent Organization (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM)
European Patent Office (AT, BE, CH, DE, DK, ES, FI, FR, GB, GR, IE, IT, LU, MC, NL, PT, SE)
African Intellectual Property Organization (BF, BJ, CF, CG, CI, CM, GA, GN, ML, MR, NE, SN, TD, TG)
Publication Language: English (EN)
Filing Language: English (EN)
Also published as:
EP0996919CA2286151AU1997030719